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  • March 2011 (Revised February 2018)
  • Supplement
  • HBS Case Collection

Wealth Management Crisis at UBS (B)

By: George Serafeim
  • Format:Print
  • | Language:English
  • | Pages:6
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Abstract

The case describes the resolution of the U.S. Department of Justice (DOJ) investigation for tax fraud and the increasing pressure on the wealth management business.

Keywords

Fraud; Regulatory Enforcement; Reputation Incentives; Crony Capitalism; Tax Havens; Legitimacy; Multinational; Strategic Change; Corporate Governance; Incentives; Transparency; Financial Services; Wealth; Taxation; Crime and Corruption; Global Range; Governance; Business and Government Relations; Asset Management; United States

Citation

Healy, Paul M., George Serafeim, and David Lane. "Wealth Management Crisis at UBS (B)." Harvard Business School Supplement 111-090, March 2011. (Revised February 2018.)
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About The Author

George Serafeim

Accounting and Management
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