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- Faculty Publications (11)
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- All HBS Web (45)
- Faculty Publications (11)
- 07 Apr 2023
- Research & Ideas
When Celebrity ‘Crypto-Influencers’ Rake in Cash, Investors Lose Big
With limited regulatory enforcement and few gatekeepers, crypto influencers with large social-media audiences can move global markets with a single tweet. The most prominent, including celebrities like Kim Kardashian and Lindsay Lohan,...
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by Kristen Senz
- Web
The 20th Century Zeitgeist - Leadership
AIDS Influence: High 901990s Internet "irrational exuberance" Antigovernment sentiment: Waco standoff; Oklahoma City bombing Influence: Medium-Low 1900s19 First significant enforcement of Sherman Antitrust Act Pure Food and Drug Act;...
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- Web
Charts & Statistics - Leadership
801980s19 Moral Majority "Me" generation Focus on training and fitness Income gap widens dramatically AIDS Influence: High 901990s Internet "irrational exuberance" Antigovernment sentiment: Waco standoff; Oklahoma City bombing Influence: Medium-Low 1900s19 First...
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- 24 May 2004
- Research & Ideas
When Reputation Trumps Regulation
governance. But in both cases regulatory oversight has little to do with the outcome. Professor Siegel recently participated in this Q&A. Ann Cullen: You make the case that the SEC has been unable to be the world's View Details
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by Ann Cullen
- 17 Aug 2022
- News
To Serve and Protect the Markets
Every day, in her role as the director of the Atlanta Regional Office of the Securities and Exchange Commission (SEC), Nekia Hackworth Jones (MBA 2003) stands in the breach between the $100 trillion in securities traded on U.S. equity markets and the bad actors who...
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Margie Kelley
- 13 Jan 2015
- First Look
First Look: January 13
contribution to employment, I find that labor-intensive firms are less likely to be subject to an SEC enforcement action. Next, I show that labor-intensive firms are less likely to face an View Details
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Sean Silverthorne
- 09 Apr 2024
- News
To Serve and Protect the Markets
Every day, in her role as the director of the Atlanta Regional Office of the Securities and Exchange Commission (SEC), Nekia Hackworth Jones (MBA 2004) stands in the breach between the $100 trillion in securities traded on U.S. equity markets and the bad actors who...
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Margie Kelley
- 28 Apr 2015
- First Look
First Look: April 28
framework and focus on finding empirically testable strategies to mitigate unethical behavior. Working Papers Government Preferences and SEC Enforcement By: Heese, Jonas Abstract—I examine whether...
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Sean Silverthorne
- 26 Jun 2018
- First Look
New Research and Ideas, June 26, 2018
Political Influence of Voters' Interests on SEC Enforcement By: Heese, Jonas Abstract—I examine whether political influence as a response to voters’ interest in employment levels is reflected in the View Details
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Dina Gerdeman
- 01 Oct 2002
- News
Sam Hayes
increasing its budget and the resources for its enforcement arm and making surprise “inspections” much more frequent. Those who violate the law or SEC rules should be punished severely. Using fines is not...
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Garry Emmons
- 27 Jun 2017
- First Look
First Look at New Research and Ideas, June 27
publicly listed firms ranges from comment letter (CL) reviews of firms’ reporting compliance to pursuing enforcement actions against violators. Prior literature finds that firm political connections (PC) negatively predict View Details
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Sean Silverthorne
- 08 Jul 2002
- What Do You Think?
Have We Carried the Concept of Alignment Too Far?
should have insured and enforced fairness and honest reporting." Many questions were raised about the level and form of compensation afforded U.S. business leaders today. Allen Roberts comments, "In sustainable, successful...
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by James Heskett
- 01 Jan 2006
- News
William H. Donaldson, MBA 1958
its history, Donaldson regarded it as an offer he couldn’t refuse. Soon after he arrived, the SEC tackled a scandal in the mutual funds industry. But his agenda was also filled with many other pressing items—refining and implementing the...
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- 31 Aug 2009
- Research & Ideas
Why Competition May Not Improve Credit Rating Agencies
model). This model is used currently by a few of the smaller raters, but it has two main drawbacks. First, it relies heavily on the ability to enforce property rights to information that is very easy to spread. Second, it precludes wide...
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- 18 Jun 2013
- First Look
First Look: June 18
wage comparisons affect firm policies on executive pay? This paper explores that question using a 1992 SEC proxy disclosure rule that mandated increased disclosure of executive pay. We argue that this rule differentially increased wage...
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Anna Secino
- 19 Jul 2011
- First Look
First Look: July 19
opportunistic traders are local non-senior insiders, who come from geographically concentrated, poorly governed firms. Lastly, opportunistic traders are significantly more likely to have SEC enforcement...
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Sean Silverthorne
- 14 Jun 2016
- First Look
June 14, 2016
by leading multifaceted lives themselves. They can reward employees for the quality and results of their work rather than the time put into it. And they can enforce reasonable work hours, require vacations, and take other steps to protect...
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Sean Silverthorne
- 01 Jun 2009
- News
Too Big To Fail
inflated the housing bubble with cheap credit. And it scolds the SEC for allowing the credit rating agencies to operate like a cartel without competition or transparency, which led to disastrous ratings inflation. In short, “The economic...
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- 22 Jun 2009
- Research & Ideas
“Too Big To Fail”: Reining In Large Financial Firms
former chairman Alan Greenspan for holding interest rates too low for too long, which inflated the housing bubble with cheap credit. And it scolds the SEC for allowing the credit rating agencies to operate like a cartel without...
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- 01 Jun 2010
- News
$how Me the Money
petition that calls for greater transparency in the global financial system and stronger enforcement of international money-monitoring laws and regulations. For Baker, this is the latest salvo in a long campaign that began in Nigeria,...
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