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- All HBS Web (75)
- Faculty Publications (12)
- 27 Jul 2010
- First Look
First Look: July 27
Hampshire's Squam Lake. Their goal: the mapping of a long-term plan for financial regulation reform. The Squam Lake Report distills the wealth of insights from the ongoing collaboration that began at these meetings and provides a...
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Martha Lagace
- 22 Jun 2009
- Research & Ideas
“Too Big To Fail”: Reining In Large Financial Firms
system to an entirely new level," he warns. But Moss has a fix: The federal government should slap tough new regulations on all firms that pose "systemic risk" —the risk that a failure of one institution could wreak havoc across the...
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- Web
Great American Business Leaders of the 20th Century - Leadership
Reconstruction Finance Corp. created to combat bank and business failures Introduction of Federal Deposit Insurance SEC established Federal regulations prohibit false advertising Influence: Low 40194019...
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- Web
Podcast - Business & Environment
action, including why boards are a critical part of the equation. He also talks about how the recent proposed SEC disclosure rule could change boards’ roles on climate change, and offers advice for those interested in careers in business...
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- Web
Company Filings and Annual Reports | Baker Library | Bloomberg Center | Harvard Business School
and Exchange Commission (SEC) regulates the nation's securities markets to ensure that investors have adequate information on which to base their investment decisions. Public companies of certain asset size listed in the United States...
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- 07 Apr 2023
- Research & Ideas
When Celebrity ‘Crypto-Influencers’ Rake in Cash, Investors Lose Big
and Exchange Commission. The SEC has been slow to issue the regulatory clarification requested by crypto companies, but has charged more than a dozen influencers with violating US securities law and recently warned investors about...
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by Kristen Senz
- Web
Hedge Funds | Baker Library | Bloomberg Center | Harvard Business School
Funds /citations/u.s.-securities-and-exchange-commission-fast-answers-hedge-funds A primer from the SEC on hedge funds for the investor considering this type of investment. 55 1669 U.S. Securities and Exchange Commission Fast Answers:...
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- 17 Jan 2018
- Research & Ideas
If the CEO’s High Salary Isn't Justified to Employees, Firm Performance May Suffer
onto, but at the same time, it’s not really fair, and it won’t capture what regulators are hoping to capture,” Rouen says. Once the new SEC disclosure rule comes into play, firms should brace for some worker...
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by Dina Gerdeman
- 06 Oct 2003
- Research & Ideas
The Problem with Hedge Funds
management of his or her fund than during the Internet bubble. We need a study as to the impact of the funds to see what, if any, new regulations are required. On July 26, 2002, the SEC wrote to major hedge...
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by D. Quinn Mills
- 28 Aug 2012
- First Look
First Look: August 28
http://www.hbs.edu/research/pdf/13-018.pdf Carbon Tariffs: Effects in Settings with Technology Choice and Foreign Comparative Advantage Author: David F. Drake Abstract Carbon regulation is intended to reduce global emissions, but there is...
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Sean Silverthorne
- 17 Jan 2023
- Book
Good Companies Commit Crimes, But Great Leaders Can Prevent Them
reduces sanctions and penalties, to report. However, even if the company is not charged, they may still be forced to engage in internal investigations that can cost many millions of dollars; civil regulators like the View Details
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by Lane Lambert
- Web
The 20th Century Zeitgeist - Leadership
Deposit Insurance SEC established Federal regulations prohibit false advertising Influence: Low 401940s19 Military spending explodes Graduated income tax, Victory Tax adopted to fund war effort Rationing...
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- 22 Feb 2022
- News
Breaking News
Qwest was headquartered. Within a year of the reporting, the story had escalated to federal regulators, and Qwest agreed to pay $250 million to settle a SEC investigation into its accounting practices. Then, in 2009, two months shy of its...
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- 02 Oct 2017
- What Do You Think?
Do Bitcoin and Digital Currency Have a Future?
entire network distributed globally, it is tough to regulate.” Hamad Sheikh asked, “the greater question should be, how will we regulate it and who will pay for its regulation?” How will digital currencies be regulated? What do you think?...
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Charts & Statistics - Leadership
Reconstruction Finance Corp. created to combat bank and business failures Introduction of Federal Deposit Insurance SEC established Federal regulations prohibit false advertising Influence: Low 401940s19...
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- 01 Sep 2009
- News
Executive Pay: Onward & Upward
awards drives a sharp increase in CEO compensation. 1992 The SEC requires more disclosure of executive compensation, particularly stock options and perks. With more information in public view, the rules trigger an unintended upward pay...
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- 09 Apr 2024
- News
To Serve and Protect the Markets
Every day, in her role as the director of the Atlanta Regional Office of the Securities and Exchange Commission (SEC), Nekia Hackworth Jones (MBA 2004) stands in the breach between the $100 trillion in securities traded on U.S. equity markets and the bad actors who...
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Margie Kelley
- 01 Dec 2004
- News
One-on-One with William H. Donaldson
chief regulator of America’s securities markets. To make matters worse, Donaldson hardly had time to settle into his new job before revelations surfaced of wrongdoing in the mutual-fund industry, triggering a new round of regulatory...
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- 07 Apr 2003
- Research & Ideas
Three Steps for Crisis Prevention
leaders remain oblivious to an emerging threat or problem—a lack of attention that can plague even the most skilled executives. After European Commission regulators refused to approve General Electric's $42 billion acquisition of...
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by Michael D. Watkins & Max H. Bazerman
- 17 Aug 2022
- News
To Serve and Protect the Markets
Every day, in her role as the director of the Atlanta Regional Office of the Securities and Exchange Commission (SEC), Nekia Hackworth Jones (MBA 2003) stands in the breach between the $100 trillion in securities traded on U.S. equity markets and the bad actors who...
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Margie Kelley