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- All HBS Web (289)
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- 19 Sep 2011
- News
Rules clash could limit money fund rates--Fidelity
- 24 Aug 2016
- News
Entrepreneurs versus regulators
- 22 Feb 2022
- News
Breaking News
Qwest was headquartered. Within a year of the reporting, the story had escalated to federal regulators, and Qwest agreed to pay $250 million to settle a SEC investigation into its accounting practices. Then, in 2009, two months shy of its...
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- 01 Sep 2003
- News
CGLV Plenary Session
academia and focused on executive compensation, limits to board effectiveness, capital market intermediaries, and management education. A principal goal of CGLV is to encourage specific actions that will lead to changes in practice. Pictured above is View Details
- 30 Nov 2017
- News
SEAS Complex Reaches for a New Frontier
MPA 1995, M.Arch. 1995), Harvard’s senior strategist for Allston; SEAS Dean Frank Doyle; SEC architect Stefan Behnisch; and was led by Tracy Palandjian (AB 1993, MBA 1997). Tracy Palandjian (AB 1993, MBA 1997) John A. Paulson (MBA 1980)...
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- 01 Dec 2004
- News
One-on-One with William H. Donaldson
by the industry we regulate. So this was a historic moment to come into this job. In addition, the SEC itself recently had been through some tough times, so it seemed like the agency was in need of new leadership. Not long after you...
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- 01 Sep 2006
- News
Strange Bedfellows
Since when do the taxman and the shareholder agree? IRS Commissioner Mark Everson and SEC Chairman Christopher Cox (MBA 1976) have advanced a simple, but controversial proposal. Companies would be required to disclose how much they pay in...
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- 01 Dec 2014
- News
@Soldiers Field
(HBS Archives Photograph Collection) Shad Hall, named in honor former SEC chairman John Shad (MBA 1949), celebrated its 25th anniversary in September. An early Boston Globe review cheered the entrance’s “powerful concrete column that...
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- 01 Sep 2009
- News
Executive Pay: Onward & Upward
awards drives a sharp increase in CEO compensation. 1992 The SEC requires more disclosure of executive compensation, particularly stock options and perks. With more information in public view, the rules trigger an unintended upward pay...
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- 01 Dec 2010
- News
Iron Lady
Development Bank, Oteh is now the director-general of Nigeria’s SEC and the country’s chief financial regulator. At a conference in London in September, Oteh revealed her intention to strengthen the country’s capital markets in order to...
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Finance
- 01 Oct 2002
- News
Sam Hayes
committee, established by then SEC chair Arthur Levitt, to formulate best practices with regard to stockbrokers' activities and compensation. These were not legislative remedies, they were recommendations for voluntary standards of...
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Garry Emmons
- 09 Apr 2024
- News
To Serve and Protect the Markets
examinations, and business operations for five states: Georgia, North Carolina, South Carolina, Tennessee, and Alabama. Along with SEC headquarters in Washington, D.C., and 10 other regional offices, they are responsible for monitoring...
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Margie Kelley
- 17 Aug 2022
- News
To Serve and Protect the Markets
Jones and her staff in the SEC’s Atlanta office manage the enforcement, examinations, and business operations for five states: Georgia, North Carolina, South Carolina, Tennessee, and Alabama. Along with SEC headquarters in Washington,...
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Margie Kelley
- 01 Sep 2010
- News
Letters to the Editor
business administration cannot change the world. The recourse I see is to establish a level of supervision above the corporate world, either private sector or government. Of the two, only government is susceptible to opinion of mere citizens. The View Details
- 01 Apr 2002
- News
Pamela Thomas Graham on September 11
was made to run emergency numbers for companies affected by the attacks on CNBC’s familiar stock market crawler. “Our mindset was to really focus on what the financial community needed,” she continues. “We talked with NYSE chairman and CEO Dick Grasso (96th AMP), View Details
- 01 Jun 2012
- News
IPA Meets IPO
As required, Koch told the SEC how many buyers he expected: 30,000. So when 100,000 people mailed in checks, Koch had to select 30,000 folks by lottery and return the others’ money. It was more than the financial equivalent of offering a...
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- 01 Jun 2012
- News
Good as Our Word
And finally, how would the firm acquire status as a Nationally Recognized Statistical Rating Organization, an SEC designation that is considered a key “must-have” by many credit ratings customers? In the classroom, Becker says, students...
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- 01 Mar 2006
- News
End of Campaign Celebrated
the second, protagonist Anne Mulcahy, then COO of Xerox, copes with possible bankruptcy, an SEC investigation, and dwindling morale. An interdisciplinary group of senior faculty spent a year developing LCA to help students understand the...
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- 01 Sep 2010
- News
Reinventing the Annual Report
the SEC should require it. As we all try to come up with solutions to the problems of the planet, integrated reporting is one way to make sure that companies are part of the process. — HBS professor Robert G. Eccles is coauthor with...
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Robert G. Eccles